Contrarian Corpus
short seller full deck follow up
2020-05-13 · 55 pages

Forescout Technologies FSCT

Advent overpaid $33/share for Forescout — management buried weaker forecasts and Q1 sales fell 24%; renegotiating 35-50% lower or paying the $112M break fee both beat closing.

N 4 Narrative
V 3 Visual
C 3 Craft
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Thesis

Spruce Point urges Advent International to slash its $33/share, $1.8bn buyout of Forescout Technologies (FSCT) by 35-50% or walk away, even after paying the $111.7M termination fee. The forensic core: Forescout's deal proxy reveals management prepared four financial plans but appears to have shared only the most optimistic with prospective acquirers, withholding an 'Illustrative Guidance' that projected an 18% Q1 revenue decline. Actual Q1 FY20 sales then came in at $57.2M, down 24.3% — confirming the buried forecast and predating the pandemic excuse. A Q1 2020 restructuring and surprise revolver drawdown may also breach merger forbearance covenants. With cybersecurity peer Avira just acquired at 2.2x sales versus Forescout's 4.7x, and applying a pandemic-adjusted 3x peer multiple, FSCT shares are worth $13-21 — 35-60% below the deal price.

SCQA

Situation

Advent International agreed on Feb 6, 2020 to acquire chronically unprofitable cybersecurity vendor Forescout Technologies for $33/share — a $1.8bn buyout at 4.7x FY20 sales, financed by $400M of Owl Rock debt and approved by FSCT shareholders.

Complication

Per the proxy timeline, management appears to have withheld its more pessimistic 'Illustrative Guidance' and Preliminary Alternate Plan from buyers; actual Q1 sales then collapsed 24% YoY, predating the pandemic, and a surprise restructuring plus revolver drawdown may breach forbearance covenants.

Resolution

Advent should treat the disclosure failures, restructuring, and credit-line drawdown as Material Adverse Effect grounds — using them to renegotiate the deal price 35-50% lower, or walk away and absorb the $111.7M termination fee.

Reward

Walking nets Advent ~$286M after the break fee; revaluing FSCT at 4.7x pandemic-adjusted Illustrative Guidance gives ~$26/share, while a 3x peer-discount multiple implies $13-21/share — 35-60% downside from $33.

The three reasons

  1. 1

    Forescout hid its pessimistic 'Illustrative Guidance' from buyers; Q1 sales then collapsed 24% YoY, confirming the buried forecast

  2. 2

    Comparable cybersecurity deal Avira closed April 2020 at 2.2x sales — less than half Forescout's 4.7x take-out multiple

  3. 3

    Net of the $111.7M break fee, Advent saves ~$286M of overpayment by walking away from the deal

Primary demands

  • Advent should renegotiate the $33/share deal price 35-50% lower
  • Advent should consider abandoning the transaction outright and pay the $111.7M break fee
  • Use the undisclosed Illustrative Guidance, possible covenant breaches, and pandemic as renegotiation leverage
  • Conduct independent diligence on customer relationships (e.g., FOIA requests to government clients)

KPIs cited

Q1 FY20 revenue
$57.2M actual, -24.3% YoY, vs. $78.1M sell-side consensus and $62.0M unreleased Illustrative Guidance ($-18.0%)
Hardware gross margin
-8% in Q1 FY20, first negative print, vs. 22-26% range FY17-FY19
EV/Sales multiple
Forescout deal at 4.7x FY20 sales (Target Plan) vs. peer median 5.5x and Avira precedent at 2.2x
Pandemic-adjusted FY20 revenue
$234.9M-$330.7M across scenarios after applying -15% pandemic haircut
Sales rep tenure (>2 years)
Dropped to 38% in 2019 from 50% in 2018, indicating sales force attrition
Q1 2020 restructuring
$2.5M charge, ~90 layoffs in sales/marketing/engineering — possible Forbearance Covenant breach
Revolver drawdown
$16M drawn in Q1 2020 despite $98M cash on hand — possible covenant breach (no past practice)
Deal-break net benefit to Advent
$286.2M ($397.9M EV adjustment less $111.7M termination fee)
Implied price per share
$13.37-$21.30 across deal-agnostic and complete valuations, 35-60% below $33

Pattern membership

Where this document fits across the library's 12 rhetorical / structural patterns. Orange cells are present in this deck; neutral cells are not.

Precedents cited

  • Investcorp acquisition of Avira (April 2020) at ~2.2x sales — profitable cybersecurity comp
  • Forescout Q3 FY19 preannouncement (Oct 2019) — 9% sales miss triggered ~37% single-day stock drop
  • Pre-COVID software M&A median NTM revenue multiple of 4.7x (cited from deal proxy)

Composition what's on the 55 slides

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Notes

Unusual short-seller posture: rather than a pure price-down campaign, Spruce Point lobbies the acquirer (Advent International) directly via two open letters to head of tech investing Bryan Taylor (April 30 and May 12, 2020), bundled with a ~42-slide forensic deck. The thesis hinges on the deal proxy timeline — arguing management shared only the optimistic 'Target Plan' with buyers while withholding the more pessimistic 'Preliminary Alternate Plan' and 'Illustrative Guidance.' Q1 FY20 results released May 12 (sales -24.3%) confirmed the buried forecast and triggered this report. Also alleges potential Forbearance Covenant breaches via Q1 restructuring and revolver drawdown that could constitute a Material Adverse Effect. Author Ben Axler (Managing Partner). Cover image is unusually striking — camouflaged sniper with owl and rat — earning a higher visual score than the otherwise-template body slides. Outcome: Advent did renegotiate; deal closed at $29/share in August 2020.